Day: September 8, 2021

SEBI mandates certification requirement for principal officer/employees of Portfolio Managers

SEBI mandates certification for principal officer/employees of Portfolio Managers having decision making authority related to fund management As per the notification No. SEBI/LAD-NRO/GN/2021/49 issued the following is prescribed: Certification requirement for Portfolio Managers  1. The associated persons functioning as principal officer of a Portfolio Manager or employee(s) of …