Tag: ncd

SEBI

SEBI extends timeline for compliance with investment limits in unlisted NCDs

April 28, 2020 SEBI
SEBI extends timeline for compliance with maximum limits for investment in unlisted NCDs Securities and Exchange Board of India SEBI/HO/IMD/DF2/CIR/P/2020/75.                                                    April 28, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/  Sir / Madam, Subject: Existing grandfathered unlisted NCDs  1. SEBI vide …
SEBI Caution-Unlisted companies luring investors by issuing securities /non-convertible debentures/shares etc. in the garb of private placement

SEBI Caution-Unlisted companies luring investors by issuing securities /non-convertible debentures/shares etc. in the garb of private placement

June 6, 2016 SEBI
Securities & Exchange Board of India PR No. 109/2016 Caution to the Investors Some unlisted companies are luring retail investors by issuing  securities  including non-convertible and convertible debentures/ non-convertible and convertible preference  shares/ equity shares in the garb of private placement,  without  complying with the provisions of Companies …