Tag: kyc

Entities permitted to undertake e-KYC Aadhaar Authentication service in Securities Market

Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/80 May 12, 2020 To, All Recognized Stock Exchanges All Recognized Depositories Stock Brokers through Recognized Stock Exchanges Depository Participants through Depositories Association of Mutual Funds in India All Mutual funds and AMCs through …

SEBI Clarification on KYC Process and Use of Technology for KYC

SEBI Clarification on KYC Process and Use of Technology for KYC Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/73 April 24, 2020 To,All Recognized Stock ExchangesAll Recognized DepositoriesStock Brokers through Recognized Stock ExchangesDepository Participants through DepositoriesAssociation of Mutual Funds in IndiaAll Mutual funds and AMCs through AMFIPortfolio ManagersKYC …

PMLA-Banks, financial institution to send client KYC records to Central Registry within 10 days

PMLA-Banks, financial institution to send client KYC records to Central Registry within 10 days. the Prevention of Money-laundering (Maintenance of Records) Second Amendment Rules, 2018 Under sub rule (1A) of Rule 9 of the Prevention of Money-laundering (Maintenance of Records) Rules, 2005, every reporting entity ( banking company, financial institution, intermediary or …