Tag: pmla

Revised Procedure for Combating Financing of Terrorism. SEBI directions to Stock Exchanges, Depositories & all registered intermediaries

Revised procedure for Combating Financing of Terrorism (CFT)–SEBI Directions to Stock Exchanges, Depositories & all registered intermediaries SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2021/36 March 25, 2021 To,All Intermediaries Registered with SEBI under Section 12 of the Securities and Exchange Board of India Act, 1992(Through the Stock …

PMLA-Banks, financial institution to send client KYC records to Central Registry within 10 days

PMLA-Banks, financial institution to send client KYC records to Central Registry within 10 days. the Prevention of Money-laundering (Maintenance of Records) Second Amendment Rules, 2018 Under sub rule (1A) of Rule 9 of the Prevention of Money-laundering (Maintenance of Records) Rules, 2005, every reporting entity ( banking company, financial institution, intermediary or …

Obligations of Securities Market Intermediaries under PMLA – SEBI Master Circular

Guidelines on Anti-Money Laundering Standards and Combating the Financing of Terrorism. Obligations of Securities Market Intermediaries under PMLA MASTER CIRCULAR SEBI/HO/MIRSD/DOS3/CIR/P/2018/104                                                   July 04,2018 To, All Intermediaries registered w ith SEBI under Section 12 of the Securities and Exc hange Board of India Act, 1992. (Through the stock exchanges for …